Release according to article 40 para. 1 WpHG
Heidelberg (pta035/09.10.2020/18:30) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer:
| Name: |
4basebio AG |
| Legal Entity Identifier (LEI): |
391200H5BDEVHMOV3U10 |
| Street: |
Waldhofer Str. 102 |
| Postal code: |
69123 |
| City: |
Heidelberg, Germany |
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG
5. Date on which threshold was crossed or reached
06.10.2020
6. Total positions
| |
% of voting rights attached to shares (total of 7.a.)
|
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
|
Total of both in % (7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
43.50 |
9.20 |
43.50 |
51,733,386 |
|
Previous notification (if applicable)
|
29.98 |
9.20 |
39.18 |
|
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
|
ISIN
|
Absolute direct (Sec. 33 WpHG)
|
Absolute indirect (Sec. 34 WpHG)
|
In % direct (Sec. 33 WpHG)
|
In % indirect (Sec. 34 WpHG)
|
| DE000A2YN801 |
0 |
22,503,897 |
0.00 |
43.50 |
|
Total:
|
|
22,503,897
|
|
43.50
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Voting Rights Absolute
|
Voting Rights in %
|
| Vertraglicher Lieferanspruch |
Ende Oktober 2020 |
|
3,492,129 |
6.75 |
| Vertraglicher Lieferanspruch |
Ende Oktober 2020 |
|
1,269,862 |
2.45 |
|
|
Total:
|
4,761,991
|
9.20
|
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Cash or physical transaction
|
Voting Rights Absolute
|
Voting Rights in %
|
|
|
|
|
0 |
0.00 |
|
|
|
Total:
|
0
|
0.00
|
|
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
43.30 |
|
43.30 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
43.30 |
6.75 |
43.30 |
| - AEE Ahaus-Enscheder AG |
|
|
|
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
43.30 |
|
43.30 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
43.30 |
6.75 |
43.30 |
| - SPARTA AG |
43.30 |
|
43.30 |
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
43.30 |
|
43.30 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
43.30 |
6.75 |
43.30 |
| - Investunity AG |
|
|
|
| - |
|
|
|
| - Wilhelm K. T. Zours |
|
|
|
| - DELPHI Unternehmensberatung Aktiengesellschaft |
43.30 |
|
43.30 |
| - VV Beteiligungen Aktiengesellschaft |
|
|
|
| - Deutsche Balaton Aktiengesellschaft |
43.30 |
6.75 |
43.30 |
| - Latonba AG |
43.30 |
|
43.30 |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
The instruments listed in field 7.b.1 are not added to the sum of the shares in fields 6 and 8 because they are claims to voting rights which are already held within the Group and are mutually allocated to SPARTA, Deutsche Balaton, DELPHI Unternehmensberatung and Latonba on the basis of a pooling agreement and are therefore included in the share of voting rights.
Date
08.10.2020
(end)
emitter: 4basebio AG
address: Waldhofer Str. 102, 69123 Heidelberg
country: Germany
contact person: Robert Mayer
phone: +49 171 3876540
e-mail: robert.mayer@4basebio.com
website: investors.4basebio.com
ISIN(s): DE000A2YN801 (share)
stock exchanges: regulated market in Frankfurt; free market in Stuttgart, free market in Munich, free market in Hamburg, free market in Dusseldorf; open market in Berlin, Tradegate
[ source: http://www.pressetext.com/news/20201009035 ]
|
Real-time