PTA-PVR: BAWAG Group AG: Release according to art. 135 section 2 BörseG

Monday, 09. December 2019 23:45

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

Vienna (pta044/09.12.2019/23:45) - Release of Announcement according to art. 135 section 2 BörseG

Notification of Major Holdings

1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria

2. Reason for notification:
Acquisition / disposal of shares with voting rights

3. Details of person subject to the notification obligation
Name: Steven A. Tananbaum

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
GoldenTree HoldCo Lux 1 S.à.r.l.
GoldenTree HoldCo Lux 2 S.à.r.l.
GoldenTree HoldCo Lux 3 S.à.r.l.
GoldenTree Asset Management Dutch BV
GN3 SIP LP
Stichting PGGM Depositary

5. Date on which threshold was crossed or reached
05.12.2019

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 21.82 0.00 21.82 89,142,237
Position of previous notification 18.20 0 18.20

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000BAWAG2 19,448,595 0 21.82 0.00
Total: 19,448,595 21.82

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument Expiration Date Exercise Period Voting Rights Absolute Voting Rights in %
Total:

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of instrument Expiration Date Exercise Period Physical /Cash Settlement Voting Rights Absolute Voting Rights in %
Total:

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Steven A. Tananbaum
2 GoldenTree Asset Management LLC 1
3 GoldenTree Asset Management LP 2
4 High Yield and Bank Loan Series Trust 3
5 San Bernardino County Employees Retirement Association 3
6 City of New York Group Trust 3
7 GT NM, L.P. 3
8 GoldenTree Partners, II, L.P. 3
9 GoldenTree Offshore Intermediate Fund II, L.P 3
10 GoldenTree Partners (100), L.P. 3
11 GoldenTree Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. 3
12 GTAM TS Investment LLC 3
13 GoldenTree Select Partners, L.P. 3
14 GoldenTree Select Offshore Intermediate Funds, L.P. 3
15 GoldenTree Entrust Onshore Customized Portfolio LP 3
16 GoldenTree Entrust Intermediate Fund SPC 3
17 GoldenTree E Distressed Debt Fund II LP 3
18 GoldenTree E Distressed Debt Master Fund II LP 3
19 GoldenTree Credit Opportunities Master Fund, Ltd 3
20 Golden Tree Asset Management Lux LLC 3
21 GoldenTree Distressed Onshore Master Fund III LP 3
22 GoldenTree Distressed Master Fund III Ltd 3
23 Golden Tree Asset Management Lux II S.à.r.l. 20
24 Golden Tree Asset Management Lux S.à.r.l. 23
25 GoldenTree Partners, LP 3
26 GoldenTree ParentCo 3 S.à.r.l. 25
27 GoldenTree Offshore Intermediate Fund. L.P. 3
28 GoldenTree ParentCo 2 S.à. 27
29 GoldenTree Entrust Distressed Debt Fund, LP 3
30 GoldenTree EnTrust Distressed Debt Master Fund, LP 3
31 GoldenTree Distressed Debt Fund. LP 3
32 GoldenTree Distressed Debt Master Fund. LP 3
33 GoldenTree ParentCo 1 S.à.r.l. 29,30,31,32
34 Stichting PGGM Depositary 3 0.03 0.03
35 GN3 SIP LP 3 2.04 2.04
36 GoldenTree Asset Management Dutch BV 24 6.70 6.70
37 GoldenTree HoldCo Lux 3 S.à.r.l. 26 3.81 3.81
38 GoldenTree HoldCo Lux 2 S.à.r.l. 28 4.58 4.58
39 GoldenTree HoldCo Lux 1 S.à.r.l. 33 4.66 4.66

9. In case of proxy voting

Date of general meeting: N/A

10. Additional Information

(end)

emitter: BAWAG Group AG
address: Wiedner Gürtel 11, 1100 Wien
country: Austria
contact person: BAWAG Group Investor Relations
phone: +43 (0)59905-34444
e-mail: investor.relations@bawaggroup.com
website: www.bawaggroup.com

ISIN(s): AT0000BAWAG2 (share)
stock exchanges: official trade in Vienna

[ source: http://www.pressetext.com/news/20191209044 ]

Related Links: BAWAG Group AG
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