PTA-PVR: Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Wednesday, 30. November 2022 18:45

Release according to article 40 para. 1 WpHG

Leverkusen, Germany (pta035/30.11.2022/18:45) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name: Biofrontera AG
Legal Entity Identifier (LEI): 391200D6GFSVFGFQTL13
Street: Hemmelrather Weg 201
Postal code: 51377
City: Leverkusen, Germany

2. Reason for notification:
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Legal entity: Biofrontera Inc.
City of registered office, country: Woburn, Massachusetts, United States of America (USA)

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

5. Date on which threshold was crossed or reached
23.11.2022

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 9.52 0.58 10.11 63,807,058
Previous notification (if applicable) 7.45 0.00 7.45

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE0006046113 6,076,663 0 9.52 0.00
Total: 6,076,663 9.52

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Transfer subject to a condition precedent n/a n/a 164,093 0.26
Total: 164,093 0.26

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Convertible payment obligation 29.12.2022 28.12.2022 n/a 208,741 0.33
Total: 208,741 0.33

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Biofrontera Inc. 9.52 9.78
Bio-FRI GmbH

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information


Date
29.11.2022

(end)

emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com

ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate

[ source: https://www.pressetext.com/news/20221130035 ]

Related Links: Biofrontera AG
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