DGAP-Stimmrechte: Adler Group S.A. (deutsch)

Friday, 15. October 2021 16:24
Adler Group S.A.: Veröffentlichung gemäß § 40 Abs. 1 WpHG mit dem Ziel der europaweiten Verbreitung

DGAP Stimmrechtsmitteilung: Adler Group S.A.
Adler Group S.A.: Veröffentlichung gemäß § 40 Abs. 1 WpHG mit dem Ziel der
europaweiten Verbreitung

15.10.2021 / 16:24
Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP - ein
Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent / Herausgeber verantwortlich.

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ANNEX A: Standard form for notification of major holdings

Form to be used for the purposes of notifying a change in major holdings
pursuant to the amended law and
Grand-ducal Regulation of 11 January 2008 on transparency requirements for
issuers (referred to as 'the
Transparency Law' and 'the Transparency Regulation')

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
CSSF)i

  1. Identity of the issuer or the
  underlying issuer of existing
  shares to which voting rights are
  attachedii: ADLER Group S.A. 1B,
  Heienhaff, L-1736 Senningerberg,
  Grand Duchy of Luxembourg, LEI:
  391200OYYFJ3DWAMEC69
  2. Reason for the notification
  (please tick the appropriate box
  or boxes): X An acquisition or
  disposal of voting rights An
  acquisition or disposal of
  financial instruments An event
  changing the breakdown of voting
  rights Other (please specify)iii:
  3. Details of person subject to
  the notification obligationiv:
  Name: Fairwater Multi-Strategy
  Investment ICAV, acting in respect
  of its sub-fund Real Estate
  Opportunites Fund with its
  registered office in Dublin,
  Ireland AND Mirabella Malta City
  and country of registered office
  (if applicable): Limited as the
  AIFM with its registered office in
  Sliema, Malta
  4. Full name of shareholder(s) (if
  different from 3.)v:
  5. Date on which the threshold was
  crossed or reachedvi: 13/10/2021
  6. Total positions of person(s)
  subject to the notification
  obligation:
                                       % of    % of   To-  Total
                                      voting  voting  tal  number of
                                      rights  rights   of  voting
                                      atta-  through  both rights of
                                       ched  financi- in % issuervii
                                        to      al    (7.A
                                      shares instru-   +
                                      (total  ments   7.B)
                                        of    (total
                                       7.A)  of 7.B.1
                                             + 7.B.2)
  Resulting situation on the date on  0.04 %       0 %  0.04  117,485,930
  which threshold was crossed or                           %
  reached
  Position of previous notification   5.52 %       0 %  5.52
  (if applicable)                                          %
  7. Notified details of the
  resulting situation on the
  date on which the threshold
  was crossed or reachedviii:
  A: Voting rights attached to
  shares
  Class/type of shares ISIN code Number of                 % of voting
          (if possible)          voting                    rights
                                 rightsix
      Direct (Art. 8 of the       Indirect     Direct     Indirect
        Transparency Law)        (Art. 9 of  (Art. 8 of  (Art. 9 of
                                     the         the         the
                                 Transparen- Transparen- Transparen-
                                   cy Law)     cy Law)     cy Law)
           LU1250154413            49,104         0           0.04 %  0
                                                                      %
                                                                      %  %
                                                                      %  %
  SUBTOTAL A (Direct & Indirect)       49,104                    0.04 %
  B 1: Financial
  Instruments according
  to Art. 12(1)(a) of
  the Transparency Law
  Type of financial      Expi-  Exerci-    Number of voting rights  % of
  instrument             rati-  se/        that may be acquired if  vo-
                         on     Conversi-  the instrument is        ting
                         da-    on         exercised/ converted.    right-
                         tex    Periodxi                            s
                                                                      %
                                                                      %
                                                                      %
                                SUBTOTAL                              %
                                B.1
B 2: Financial Instruments with similar economic effect according to Art.
12(1)(b) of the Transparency Law

    Type of     Expira-  Exercise/   Physical or    Number of  % of
    financial   tion     Conversion  cash           voting     voting
    instrument  datex    Periodxi    settlementxii  rights     rights
                                                                 %
                                                                 %
                                                                 %
                                     SUBTOTAL B.2                %

  8. Information in
  relation to the
  person subject to the
  notification
  obligation: (please
  tick the applicable
  box)
  X Person subject to
  the notification
  obligation is not
  controlled by any
  natural person or
  legal entity and does
  not control any other
  undertaking(s)
  holding directly or
  indirectly an
  interest in the
  (underlying)
  issuer.xiii
  Full chain of
  controlled
  undertakings through
  which the voting
  rights and/or the
  financial instruments
  are effectively held
  starting with the
  ultimate controlling
  natural person or
  legal entityxiv
  (please provide a
  separate
  organisational chart
  in case of a complex
  structure):
           No.          N-  % of voting      % of voting    T- Directly
                        a- rights held by  rights through   o- control-
                        m-    ultimate        financial     t-  led by
                        e-  controlling   instruments held  a-   (use
                        x-   person or       by ultimate    l  number(s)
                        v  entity or held    controlling    o- from 1st
                            directly by   person or entity  f   column)
                           any subsidiary or held directly  b-
                            if it equals  by any subsidiary o-
                            or is higher   if it equals or  t-
                              than the     is higher than   h
                             notifiable    the notifiable
                             threshold        threshold
           n/a          n-  %               %                  %
                        /-
                        a
                             %               %                  %
                             %               %                  %
                             %               %                  %
                             %               %                  %
9. In case of proxy voting:
The proxy holder named n/a will cease to hold n/a % and n/a number of voting
rights as of n/a .

10. Additional informationxvi:
Fairwater Multi-Strategy Investment ICAV held the shares in the sub-fund
Fairwater Real Estate Opportunities Fund. Fairwater Multi-Strategy
Investment ICAV acting in respect of its sub-fund Fairwater Real Estate
Opportunites Fund is managed by Mirabella Malta Limited acting as AIFM.

Done at Luxembourg On 15/10/2021

Notes

i Please note that national forms may vary due to specific national
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the
applicable thresholds or information regarding capital holdings.

ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity).

iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights
in the cases provided for in Article 9 (b) to (h) of the Transparency Law;
or (c) the holder of financial instruments referred to in Article 12(1) of
the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties,
entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in
concert.

In relation to the transactions referred to in points (b) to (h) of Article
9 of the Transparency Law, the following list is provided as indication of
the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the
natural person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural person or
legal entity who is transferring temporarily for consideration the voting
rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the
natural person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the collateral
under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the
natural person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the voting
rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the
controlling natural person or legal entity and, provided it has a
notification duty at an individual level under Article 8, under letters (a)
to (d) of Article 9 of that Law or under a combination of any of those
situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the
deposit taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the depositor of the
shares allowing the deposit taker to exercise the voting rights at his
discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the
natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the
proxy holder, if he can exercise the voting rights at his discretion, and
the shareholder who has given his proxy to the proxy holder allowing the
latter to exercise the voting rights at his discretion (e.g. management
companies).

v Applicable in the cases provided for in Article 9 (b) to (h) of the
Transparency Law. This should be the full name of the shareholder who is the
counterparty to the natural person or legal entity referred to in Article 9
of that Law unless the percentage of voting rights held by the shareholder
is lower than the 5% threshold for the disclosure of voting rights holdings
(e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered
the notification obligation. For passive crossings, the date when the
corporate event took effect.

vii The total number of voting rights shall be composed of all the shares,
including depository receipts representing shares, to which voting rights
are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the 5% threshold, please note that it
is not necessary to disclose the extent of the holding, only that the new
holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached
'direct holding' and voting rights 'indirect holding', please split the
voting rights number and percentage into the direct and indirect columns -
if there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.

xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].

xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta- adjusted basis (Article 12(2) of the
Transparency Law).

xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.

xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity also has to be presented in the
cases in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only then the
market always gets the full picture of the group holdings. In case of
multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving
a row free between different chains (e.g.: A, B, C, free row, A, B, D, free
row, A, E, F etc.). Numbers shall be attributed to all persons or entities
within the group in column 1 in order to allow a clear indication of the
control structure in column 6. The names of all undertakings of the control
chain shall be provided in column 2, even if the number of the directly held
voting rights and/or financial instruments is not equal or higher than the
notifiable threshold. Columns 3 & 4 shall indicate the holdings of those
persons or entities directly holding the voting rights and/or financial
instruments if the holding is equal or higher than the notifiable threshold.

xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.

xvi Example: Correction of a previous notification.

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15.10.2021 Die DGAP Distributionsservices umfassen gesetzliche
Meldepflichten, Corporate News/Finanznachrichten und Pressemitteilungen.
Medienarchiv unter http://www.dgap.de

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   Sprache:        Deutsch
   Unternehmen:    Adler Group S.A.
                   1B Heienhaff
                   1736 Senningerberg
                   Luxemburg
   Internet:       www.adler-group.com

   Ende der Mitteilung    DGAP News-Service
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1241219 15.10.2021
 ISIN  LU1250154413

AXC0231 2021-10-15/16:24

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