Release according to article 40 para. 1 WpHG
Leverkusen, Germany (pta035/30.11.2022/18:45) - Release of Voting Rights Announcement
Voting Rights Announcement
1. Details of issuer:
| Name: |
Biofrontera AG |
| Legal Entity Identifier (LEI): |
391200D6GFSVFGFQTL13 |
| Street: |
Hemmelrather Weg 201 |
| Postal code: |
51377 |
| City: |
Leverkusen, Germany |
2. Reason for notification:
Acquisition / disposal of shares with voting rights
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Legal entity: Biofrontera Inc.
City of registered office, country: Woburn, Massachusetts, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
23.11.2022
6. Total positions
| |
% of voting rights attached to shares (total of 7.a.)
|
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
|
Total of both in % (7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
9.52 |
0.58 |
10.11 |
63,807,058 |
|
Previous notification (if applicable)
|
7.45 |
0.00 |
7.45 |
|
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
|
ISIN
|
Absolute direct (Sec. 33 WpHG)
|
Absolute indirect (Sec. 34 WpHG)
|
In % direct (Sec. 33 WpHG)
|
In % indirect (Sec. 34 WpHG)
|
| DE0006046113 |
6,076,663 |
0 |
9.52 |
0.00 |
|
Total:
|
|
6,076,663
|
|
9.52
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Voting Rights Absolute
|
Voting Rights in %
|
| Transfer subject to a condition precedent |
n/a |
n/a |
164,093 |
0.26 |
|
|
Total:
|
164,093
|
0.26
|
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Maturity / Expiration
|
Exercise or conversion period
|
Cash or physical transaction
|
Voting Rights Absolute
|
Voting Rights in %
|
| Convertible payment obligation |
29.12.2022 |
28.12.2022 |
n/a |
208,741 |
0.33 |
|
|
|
Total:
|
208,741
|
0.33
|
|
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
| Biofrontera Inc. |
9.52 |
|
9.78 |
| Bio-FRI GmbH |
|
|
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
Date
29.11.2022
(end)
emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com
ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate
[ source: https://www.pressetext.com/news/20221130035 ]
|
Real-time