Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Vienna (pta025/03.02.2023/17:00) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria
2. Reason for notification:
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Name: Bank of America Corporation
City and country of registered office: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
01.02.2023
6. Total positions
| |
% of voting rights attached to shares (total of 7.a.)
|
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
|
total of both in % (7.a. + 7.b.)
|
total number of voting rights of issuer
|
|
Resulting situation on the date on which threshold was crossed / reached
|
0.22 |
3.80 |
4.02 |
9,744,000 |
|
Position of previous notification
|
0.29 |
2.98 |
3.27 |
|
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
|
ISIN code
|
absolute direct (Sec 130 BörseG 2018)
|
absolute indirect (Sec 133 BörseG 2018)
|
in % direct (Sec 130 BörseG 2018)
|
in % indirect (Sec 133 BörseG 2018)
|
| AT0000818802 |
0 |
21,337 |
0.00 |
0.22 |
|
Total:
|
|
21,337
|
|
0.22
|
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
|
Type of instrument
|
Expiration Date
|
Exercise Period
|
Voting Rights Absolute
|
Voting Rights in %
|
| Securities Lent |
n.a. |
n.a. |
242,315 |
2.49 |
| Common Stock |
n.a. |
n.a. |
14,572 |
0.15 |
| Convertible Bond |
28.01.2026 |
n.a. |
89,297 |
0.92 |
|
|
Total:
|
346,184
|
3.56
|
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
|
Type of instrument
|
Expiration Date
|
Exercise Period
|
Physical /Cash Settlement
|
Voting Rights Absolute
|
Voting Rights in %
|
| Total Return Swap |
28.04.2023 |
n.a. |
Cash |
4,966 |
0.05 |
| Total Return Swap |
13.06.2023 |
n.a. |
Cash |
4 |
0.00 |
| Total Return Swap |
31.07.2023 |
n.a. |
Cash |
2,207 |
0.02 |
| Total Return Swap |
31.08.2023 |
n.a. |
Cash |
1,317 |
0.01 |
| Total Return Swap |
31.10.2023 |
n.a. |
Cash |
6,688 |
0.07 |
| Total Return Swap |
30.11.2023 |
n.a. |
Cash |
3,657 |
0.04 |
| Total Return Swap |
31.07.2024 |
n.a. |
Cash |
5,490 |
0.06 |
|
|
|
Total:
|
24,329
|
0.25
|
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
|
No.
|
Name
|
Directly controlled by No.
|
Shares held directly (%)
|
Financial/other instruments held directly (%)
|
Total of both (%)
|
| 1 |
Bank of America Corporation |
|
|
|
|
| 2 |
NB Holdings Corporation |
1 |
|
|
|
| 3 |
BofAML Jersey Holdings Limited |
2 |
|
|
|
| 4 |
BofAML EMEA Holdings 2 Limited |
3 |
|
|
|
| 5 |
ML UK Capital Holdings Limited |
4 |
|
|
|
| 6 |
Merrill Lynch International |
5 |
|
|
|
| 7 |
BAC North America Holding Company |
2 |
|
|
|
| 8 |
Bank of America, National Association |
7 |
|
|
|
| 9 |
BofA Securities Inc. |
2 |
|
|
|
| 10 |
Merrill Lynch Professional Clearing Corp. |
9 |
|
|
|
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
(end)
emitter: DO & CO Aktiengesellschaft
address: Stephansplatz 12, 1010 Wien
country: Austria
contact person: Mag. Bettina Höfinger
phone: +43 664 80 777 1157
e-mail: bettina.hoefinger@doco.com
website: www.doco.com
ISIN(s): AT0000818802 (share)
stock exchanges: official trade in Vienna; open market (free market) in Frankfurt, free market in Stuttgart, free market in Munich, free market in Dusseldorf; open market in Berlin, Tradegate
other stock exchanges: London, Istanbul
[ source: https://www.pressetext.com/news/20230203025 ]
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Real-time