PTA-PVR: DO & CO AG: Release according to art. 135 section 2 BörseG

Tuesday, 20. April 2021 15:35

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

Vienna (pta039/20.04.2021/15:35) - Release of Announcement according to art. 135 section 2 BörseG

Notification of Major Holdings

1. Issuer:
DO & CO AG, Stephansplatz 12, 1010 Wien, Austria

2. Reason for notification:
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Name: The Goldman Sachs Group, Inc
City and country of registered office: Wilmington, USA - United States

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3


5. Date on which threshold was crossed or reached
15.04.2021

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 0.02 4.42 4.44 9,744,000
Position of previous notification 0.01 3.70 3.72

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000818802 0 2,390 0.00 0.02
Total: 2,390 0.02

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument Expiration Date Exercise Period Voting Rights Absolute Voting Rights in %
Securities Lent Open N/A 313,940 3.22
Convertible Bond 28/01/2026 N/A 89,297 0.92
Total: 403,237 4.14

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of instrument Expiration Date Exercise Period Physical /Cash Settlement Voting Rights Absolute Voting Rights in %
CFD 26/02/2031 N/A Cash 27,347 0.28
Total Return Swap 24/03/2022 N/A Cash 1 0.00
Total: 27,348 0.28

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 The Goldman Sachs Group, Inc.
2 Goldman Sachs (UK) L.L.C. 1
3 Goldman Sachs Group UK Limited 2
4 Goldman Sachs International 3 0.01 2.50 2.51
5 Goldman Sachs International Bank 3 0.92 0.92
6 Goldman Sachs & Co. LLC 1 1.01 1.01
7 GSAM Holdings LLC 1
8 Goldman Sachs Asset Management, L.P. 7 0.01 0.01

9. In case of proxy voting

Date of general meeting: N/A

10. Additional Information

(end)

emitter: DO & CO AG
address: Stephansplatz 12, 1010 Wien
country: Austria
contact person: Mag. Christopher Dlaska, BSc
phone: +43664807771024
e-mail: christopher.dlaska@doco.com
website: www.doco.com

ISIN(s): AT0000818802 (share)
stock exchanges: official trade in Vienna; open market (free market) in Frankfurt, free market in Stuttgart, free market in Munich, free market in Dusseldorf; open market in Berlin, Tradegate
other stock exchanges: London

[ source: http://www.pressetext.com/news/20210420039 ]

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